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Author:

李仲翔 (李仲翔.) | 佟郁文 (佟郁文.)

Indexed by:

CQVIP CSSCI

Abstract:

对投资者进行分类监管是发达国家通行的做法,美国、英国等监管机构对证券、基金行业的监管做法很值得我们借鉴.在大力国际化、市场化的进程中,我国应当按照投资者风险承受能力进行分类监管,并以此分配监管资源,提高监管效率,同时有效地降低系统风险.

Keyword:

分类监管 投资者分类 监管效率

Author Community:

  • [ 1 ] [李仲翔]华夏基金管理有限公司
  • [ 2 ] [佟郁文]北京工业大学

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Source :

中央财经大学学报

ISSN: 1000-1549

Year: 2002

Issue: 7

Page: 63-66

Cited Count:

WoS CC Cited Count: 0

SCOPUS Cited Count:

ESI Highly Cited Papers on the List: 0 Unfold All

WanFang Cited Count: 7

Chinese Cited Count:

30 Days PV: 9

Affiliated Colleges:

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